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4//SEC Filing

PRUDENTIAL BANCORP, INC. 4

Accession 0001065407-13-000369

CIK 0001578776operating

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 3:15 PM ET

Size

11.0 KB

Accession

0001065407-13-000369

Insider Transaction Report

Form 4
Period: 2013-10-09
Corrato Joseph R
DirectorEVP and CFO
Transactions
  • Purchase

    Common Stock

    2013-10-09$10.00/sh+3,311$33,1106,435 total(indirect: By 401(k))
Holdings
  • Stock Option

    Exercise: $11.84From: 2010-01-05Exp: 2019-01-05Common Stock (53,302 underlying)
    53,302
  • Common Stock

    (indirect: By Son)
    80
  • Common Stock

    (indirect: By ESOP)
    10,111
  • Stock Option

    Exercise: $7.68From: 2014-01-05Exp: 2023-01-05Common Stock (12,746 underlying)
    12,746
  • Common Stock

    20,609
Footnotes (3)
  • [F1]Prudential Bancorp, Inc. is the successor to Prudential Bancorp, Inc. of Pennsylvania ("Old Prudential"). Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Old Prudential outstanding on October 9, 2013 was automatically exchanged for .9442 shares of common stock of Prudential Bancorp, Inc., with fractional shares cashed out at $10 per share.
  • [F2]Includes 8,308 shares (as adjusted pursuant to the reorganization described in footnote (1) above) held in the 2008 Recognition and Retention Plan and Trust Agreement which reflects the unvested portions of two grants aggregating originally 28,000 shares of common stock of Old Prudential that are vesting at the rate of 20% per year commencing on January 5, 2010 and January 5, 2014, respectively.
  • [F3]Pursuant to a reorganization exempt under Rule 16b-7, each outstanding option to purchase a share of common stock of Old Prudential outstanding as of October 9, 2011 was automatically exchanged for an option to purchase 0.9442 shares of Prudential Bancorp, Inc. with the exercise price adjusted to reflect the operation of the exchange ratio. The number of shares subject to the option grant, after applying the exchange ratio, was adjusted downward to the nearest whole share while the exercise price, after applying the exchange ratio, was adjusted upward to the nearest whole cent. The options vest at the rate of 20% per year.

Issuer

PRUDENTIAL BANCORP, INC.

CIK 0001578776

Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0001578776

Filing Metadata

Form type
4
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 3:15 PM ET
Size
11.0 KB