Home/Filings/4/0001065407-14-000029
4//SEC Filing

STATE INVESTORS BANCORP, INC. 4

Accession 0001065407-14-000029

CIK 0001513971operating

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 5:58 PM ET

Size

10.6 KB

Accession

0001065407-14-000029

Insider Transaction Report

Form 4
Period: 2014-01-24
PLOUGH GERALD F
SVP - Chief Deposit Officer(1)
Transactions
  • Tax Payment

    Common Stock

    2014-01-24$15.99/sh257$4,1094,141 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,500
  • Common Stock

    (indirect: By Trust)
    293
  • Common Stock

    (indirect: By Trust)
    900
  • Employee Stock Option (right to buy)

    Exercise: $11.82Exp: 2022-01-24Common Stock (14,547 underlying)
    14,547
  • Common Stock

    (indirect: By 401(k))
    23,995.408
  • Common Stock

    (indirect: By ESOP)
    781.533
Footnotes (6)
  • [F1]Disposition solely to meet tax obligation for distribution from Recognition and Retention Plan.
  • [F2]Includes 3,325 shares held in the 2012 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 4,655 shares that commenced vesting ratably over seven years at 14.285% per year on January 24, 2013.
  • [F3]Reflects units which represent share interests in the Issuer's 401(k) Plan.
  • [F4]These shares are held in a trust for the benefit of the reporting person's son. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F5]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
  • [F6]The options are vesting ratably over seven years at 14.285% per year commencing on January 24, 2013.

Issuer

STATE INVESTORS BANCORP, INC.

CIK 0001513971

Entity typeoperating

Related Parties

1
  • filerCIK 0001513971

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 5:58 PM ET
Size
10.6 KB