Goff James P. 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 4, 2010
Insider Transaction Report
Form 4
Goff James P.
Other
Transactions
- Sale
Common Stock
2010-02-02$12.30/sh−7,685$94,526→ 329,799 total
Holdings
- 44,052
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (44,052 underlying) - 30,876
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-02-01→ Common Stock (30,876 underlying) - 26,593
Stock Option (Right to Buy)
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (26,593 underlying) - 7,277.47(indirect: Held by ESOP)
Common Stock
- 140,434
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (140,434 underlying) - 58,463
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (58,463 underlying) - 105,106
Stock Option (Right to Buy)
Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (105,106 underlying)
Footnotes (5)
- [F1]The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]Shares were sold in the following manner: 1,100 at $12.22; 1,400 at $12.23; 700 at $12.24; 485 at $12.25; 600 at $12.26; 100 at $12.28; 100 at $12.30; 100 at $12.31; 400 at $12.32; 300 at $12.34; 1,000 at $12.35; 100 at $12.36; 200 at $12.38; 100 at $12.39; 700 at $12.40; 300 at $12.41.
- [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F4]This option award vests annually in three equal installments beginning on February 1, 2009.
- [F5]This option award vests annually in four equal installments beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.