Home/Filings/4/0001065949-12-000138
4//SEC Filing

Rice Charles Phillip 4

Accession 0001065949-12-000138

CIK 0001160142other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 5:11 PM ET

Size

14.8 KB

Accession

0001065949-12-000138

Insider Transaction Report

Form 4
Period: 2012-10-12
Rice Charles Phillip
DirectorChairman, CEO and President
Transactions
  • Other

    Warrant

    2012-10-12+50,00050,000 total
    Exercise: $0.01Exp: 2019-10-11Common Stock (50,000 underlying)
  • Disposition to Issuer

    2009 Convertible Note

    2012-10-120 total
    Exercise: $0.25Common Stock
  • Other

    Warrant

    2012-10-12+50,00050,000 total
    Exercise: $0.25Exp: 2019-10-11Common Stock (50,000 underlying)
  • Award

    2009 Convertible Note

    2012-10-12
    Exercise: $0.50Common Stock
Holdings
  • Common Stock

    18,230,932
  • 2009 Convertible Note

    Exercise: $0.25Common Stock
Footnotes (4)
  • [F1]Warrants received as consideration for modifying the terms of secured loan with InterMetro Communications, Inc. (See footnote 3)
  • [F2]All warrants are currently exercisable.
  • [F3]Effective 10/12/2012, the terms of the secured loan represented by the 2009 Convertible Note were modified and the principal, fees and accrued interest under the 2009 Convertible Note were converted into a new promissory note (See footnote 4).
  • [F4]The amount reported represents the principal, fees and accrued interest for the 2009 Convertible Note ($52,750 + $20,235) and in the aggregate represents the principal only, of the amended and restated 2009 Convertible Note ("Amended 2009 Note"). All principal, fees and accrued interest are convertible into common stock at a conversion rate of $0.50 and are immediately exercisable until the note is paid in full. The amount of the Amended 2009 Note reflects principal only.

Issuer

InterMetro Communications, Inc.

CIK 0001160142

Entity typeother

Related Parties

1
  • filerCIK 0001370550

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:11 PM ET
Size
14.8 KB