Rice Charles Phillip 4

4 · InterMetro Communications, Inc. · Filed Oct 16, 2012

Form 4

Period: 2012-10-12

DirectorChairman, CEO and President

Transactions

Other
Warrant
2012-10-12+50,000→ 50,000 total
Exercise: $0.01Exp: 2019-10-11→ Common Stock (50,000 underlying)
Disposition to Issuer
2009 Convertible Note
2012-10-12→ 0 total
Exercise: $0.25→ Common Stock
Other
Warrant
2012-10-12+50,000→ 50,000 total
Exercise: $0.25Exp: 2019-10-11→ Common Stock (50,000 underlying)
Award
2009 Convertible Note
2012-10-12
Exercise: $0.50→ Common Stock

Holdings

Footnotes (4)

[F1]Warrants received as consideration for modifying the terms of secured loan with InterMetro Communications, Inc. (See footnote 3)
[F2]All warrants are currently exercisable.
[F3]Effective 10/12/2012, the terms of the secured loan represented by the 2009 Convertible Note were modified and the principal, fees and accrued interest under the 2009 Convertible Note were converted into a new promissory note (See footnote 4).
[F4]The amount reported represents the principal, fees and accrued interest for the 2009 Convertible Note ($52,750 + $20,235) and in the aggregate represents the principal only, of the amended and restated 2009 Convertible Note ("Amended 2009 Note"). All principal, fees and accrued interest are convertible into common stock at a conversion rate of $0.50 and are immediately exercisable until the note is paid in full. The amount of the Amended 2009 Note reflects principal only.

Documents

1 file