CHENG YIN-CHIEH 4/A
4/A · NOCERA, INC. · Filed Jun 29, 2020
Insider Transaction Report
Form 4/AAmended
NOCERA, INC.NCRA
CHENG YIN-CHIEH
DirectorCFO and Chairman
Transactions
- Gift
Common Stock
2020-05-29−785,000→ 4,465,000 total - Conversion
Class "A" Warrants
2020-05-29−1,000,000→ 4,000,000 totalExp: 2023-04-16→ Common Stock (827,586 underlying) - Other
Common Stock
2020-05-29+827,586→ 5,292,586 total
Footnotes (2)
- [F1]Common stock was issued to Mr. Cheng upon the exercise of Warrants. Pursuant to the cashless exercise provision contained within the warrant, 172,414 warrants were surrendered as payment and a net of 827,586 shares were issued.
- [F2]The warrants were granted on December 27, 2018 and vested at 250,000 per quarter over a twenty-quarter period (5 years) issuable quarterly on the last day of each calendar quarter.