GONZALEZ PEDRO C 5
5 · STRATUS CAPITAL CORP · Filed Nov 23, 2020
Insider Transaction Report
Form 5
GONZALEZ PEDRO C
DirectorCEO, President & Chairman10% Owner
Transactions
- OtherSwap
Common Stock
2018-06-28+1,336,984→ 1,336,984 total - Other
Common Stock
2018-09-30$0.06/sh+1,500,000$82,500→ 2,836,984 total - Purchase
Common Stock
2020-10-28+7,988,601→ 8,110,146 total(indirect: By Trust) - OtherSwap
Common Stock
2018-06-28+121,545→ 121,545 total(indirect: By Trust) - Purchase
Series A Preferred Stock
2020-10-28+1,000,000→ 1,000,000 total(indirect: By Trust)
Footnotes (3)
- [F1]Willamette Group Trust (beneficially Pedro C. Gonzalez, Trustee) acquired the shares for $75,000 in cash, due January 15, 2021 and $75,000 in an 8% secured promissory note due March 31, 2021, with the securities pledged as collateral. As additional consideration, Mr. Gonzalez agreed to personally guarantee the existing promissory note between Richard and Reagan Dean and Stratus Capital Corp., with an anticipated repayment date of March 31, 2021. On October 25, 2020, Mr. Dean resigned as CEO, President and Chairman of the Board but remains a director of the Board of Directors. Mr. Gonzalez was appointed CEO and is also a director.
- [F2]Effective September 30, 2018, Stratus Capital Corp. issued 1,500,000 shares of common stock as compensation (valued at $82,500) to Mr. Gonzalez as a director and officer of the Issuer.
- [F3]As a result of the Holding Company Reorganization, shareholders in publicly quoted ASHMC (formerly the shareholders of Ashcroft Homes Corporation as of the date of the reorganization) became shareholders in the publicly quoted Stratus Capital. Pedro Gonzalez (1,336,984) was an original shareholder of Ashcroft Homes Corporation that received shares of Stratus Capital Corp. in exchange.