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HOA CAPITAL LLC 4

Accession 0001066152-22-000002

CIK 0001591165other

View on SEC.gov Company Profile

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 4:24 PM ET

Size

14.6 KB

Accession

0001066152-22-000002

Insider Transaction Report

Form 4

Period: 2022-02-23

H-CYTE, INC.HCYT

FARRIOR J REX III

10% Owner

Transactions

Exercise/Conversion
COMMON STOCK
2022-02-23$0.01/sh+693,477$9,709→ 16,211,588 total(indirect: (SEE FOOTNOTE))
Exercise/Conversion
STOCK PURCHASE WARRANTS
2022-02-23−693,477→ 6,794,586 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2020-09-24Exp: 2030-09-24→ COMMON STOCK (693,477 underlying)
Award
STOCK PURCHASE WARRANTS
2022-02-23$0.01/sh+693,477$9,709→ 693,477 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2022-02-23Exp: 2027-02-23→ COMMON STOCK (693,477 underlying)

FWHC HOLDINGS, LLC

10% Owner

Transactions

Exercise/Conversion
COMMON STOCK
2022-02-23$0.01/sh+693,477$9,709→ 16,211,588 total(indirect: (SEE FOOTNOTE))
Exercise/Conversion
STOCK PURCHASE WARRANTS
2022-02-23−693,477→ 6,794,586 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2020-09-24Exp: 2030-09-24→ COMMON STOCK (693,477 underlying)
Award
STOCK PURCHASE WARRANTS
2022-02-23$0.01/sh+693,477$9,709→ 693,477 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2022-02-23Exp: 2027-02-23→ COMMON STOCK (693,477 underlying)

HOA CAPITAL LLC

10% Owner

Transactions

Exercise/Conversion
COMMON STOCK
2022-02-23$0.01/sh+693,477$9,709→ 16,211,588 total(indirect: (SEE FOOTNOTE))
Exercise/Conversion
STOCK PURCHASE WARRANTS
2022-02-23−693,477→ 6,794,586 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2020-09-24Exp: 2030-09-24→ COMMON STOCK (693,477 underlying)
Award
STOCK PURCHASE WARRANTS
2022-02-23$0.01/sh+693,477$9,709→ 693,477 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2022-02-23Exp: 2027-02-23→ COMMON STOCK (693,477 underlying)

FWHC BRIDGE FRIENDS, LLC

10% Owner

Transactions

Exercise/Conversion
COMMON STOCK
2022-02-23$0.01/sh+693,477$9,709→ 16,211,588 total(indirect: (SEE FOOTNOTE))
Exercise/Conversion
STOCK PURCHASE WARRANTS
2022-02-23−693,477→ 6,794,586 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2020-09-24Exp: 2030-09-24→ COMMON STOCK (693,477 underlying)
Award
STOCK PURCHASE WARRANTS
2022-02-23$0.01/sh+693,477$9,709→ 693,477 total(indirect: (SEE FOOTNOTE))
Exercise: $0.01From: 2022-02-23Exp: 2027-02-23→ COMMON STOCK (693,477 underlying)

Footnotes (2)

[F1]Common stock held directly by FWHC Holdings, LLC (FHWC) and FWHC Bridge Friends, LLC (Bridge Friends), Series A preferred stock and warrants held directly by Bridge Friends. All held indirectly by HOA Capital LLC (HOA), the sole manager of FWHC and Bridge Friends, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein.
[F2]Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

H-CYTE, INC.

CIK 0001591165

Entity typeother

IncorporatedDE

Related Parties

1

filerCIK 0001804093

Filing Metadata

Form type: 4
Filed: Feb 24, 7:00 PM ET
Accepted: Feb 25, 4:24 PM ET
Size: 14.6 KB

View on SEC.gov