HOA CAPITAL LLC 4
4 · H-CYTE, INC. · Filed Feb 25, 2022
Insider Transaction Report
Form 4
H-CYTE, INC.HCYT
FARRIOR J REX III
10% Owner
Transactions
- Exercise/Conversion
COMMON STOCK
2022-02-23$0.01/sh+693,477$9,709→ 16,211,588 total(indirect: (SEE FOOTNOTE)) - Exercise/Conversion
STOCK PURCHASE WARRANTS
2022-02-23−693,477→ 6,794,586 total(indirect: (SEE FOOTNOTE))Exercise: $0.01From: 2020-09-24Exp: 2030-09-24→ COMMON STOCK (693,477 underlying) - Award
STOCK PURCHASE WARRANTS
2022-02-23$0.01/sh+693,477$9,709→ 693,477 total(indirect: (SEE FOOTNOTE))Exercise: $0.01From: 2022-02-23Exp: 2027-02-23→ COMMON STOCK (693,477 underlying)
Footnotes (2)
- [F1]Common stock held directly by FWHC Holdings, LLC (FHWC) and FWHC Bridge Friends, LLC (Bridge Friends), Series A preferred stock and warrants held directly by Bridge Friends. All held indirectly by HOA Capital LLC (HOA), the sole manager of FWHC and Bridge Friends, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein.
- [F2]Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing.