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HIMMELHAVER KEVIN J 4

Accession 0001068142-04-000005

CIK 0001072847other

View on SEC.gov Company Profile

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 7:09 PM ET

Size

11.5 KB

Accession

0001068142-04-000005

Insider Transaction Report

Form 4

Period: 2004-09-28

TOWER FINANCIAL CORPTOFC

HIMMELHAVER KEVIN J

EVP CFO

Transactions

Exercise of In-Money
Stock Options (right to buy)
2004-09-28$10.00/sh−20,000$200,000→ 12,000 total
Exercise: $10.00From: 1999-12-14Exp: 2004-06-29→ TOFC Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2004-09-28$10.00/sh+20,000$200,000→ 30,800 total
Exercise/Conversion
common Stock
2004-09-28$13.35/sh+1,250$16,688→ 32,050 total
Exercise of In-Money
Stock Options (Right to Buy)
2004-09-28$13.35/sh−1,250$16,688→ 10,750 total
Exercise: $13.35From: 2002-03-20Exp: 2004-06-28→ TOFC Common Stock (1,250 underlying)

Holdings

Common Stock
(indirect: 401 K)
1,243

Footnotes (2)

[F1]Exercise of vested options
[F2]Exercise of vested options

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeother

Related Parties

1

filerCIK 0001209272

Filing Metadata

Form type: 4
Filed: Sep 28, 8:00 PM ET
Accepted: Sep 29, 7:09 PM ET
Size: 11.5 KB

View on SEC.gov