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TOWER FINANCIAL CORP·4

Sep 29, 7:09 PM ET

HIMMELHAVER KEVIN J 4

4 · TOWER FINANCIAL CORP · Filed Sep 29, 2004

Insider Transaction Report

Form 4
Period: 2004-09-28
TOWER FINANCIAL CORPTOFC
HIMMELHAVER KEVIN J
EVP CFO
Transactions
  • Exercise of In-Money

    Stock Options (right to buy)

    2004-09-28$10.00/sh−20,000$200,000→ 12,000 total
    Exercise: $10.00From: 1999-12-14Exp: 2004-06-29→ TOFC Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock

    2004-09-28$10.00/sh+20,000$200,000→ 30,800 total
  • Exercise/Conversion

    common Stock

    2004-09-28$13.35/sh+1,250$16,688→ 32,050 total
  • Exercise of In-Money

    Stock Options (Right to Buy)

    2004-09-28$13.35/sh−1,250$16,688→ 10,750 total
    Exercise: $13.35From: 2002-03-20Exp: 2004-06-28→ TOFC Common Stock (1,250 underlying)
Holdings

  • Common Stock

    (indirect: 401 K)
    1,243
Footnotes (2)
  • [F1]Exercise of vested options
  • [F2]Exercise of vested options

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT