4//SEC Filing
Mosing Gregory Stanton 4
Accession 0001068238-18-000114
CIK 0001575828other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 2:39 PM ET
Size
12.1 KB
Accession
0001068238-18-000114
Insider Transaction Report
Form 4
Mosing Gregory Stanton
10% Owner
Transactions
- Other
Common Stock, par value Euro 0.01 per share
2017-11-27+440,185→ 440,185 total(indirect: By Trust) - Sale
Common Stock, par value Euro 0.01 per share
2018-05-14$7.33/sh−25,000$183,250→ 95,657 total
Holdings
- 39,145(indirect: By Trust)
Common Stock, par value Euro 0.01 per share
- 9,918,667(indirect: By G. Stanton Investments, LP)
Common Stock, par value Euro 0.01 per share
- 50,541(indirect: By Trust)
Common Stock, par value Euro 0.01 per share
- 31,785,600(indirect: See footnote.)
Common Stock, par value Euro 0.01 per share
Footnotes (8)
- [F1]Mosing Holdings, LLC made a distribution of shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") to certain of its members, including certain trusts of which the reporting person is the trustee or investment advisor.
- [F2]The 440,185 shares reported are owned directly by the 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing, of which the reporting person is the investment advisor. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.
- [F4]The price reported in Column 4 is a weighted average price. This Common Stock was sold in multiple transactions at prices ranging from $7.25 to $7.47, inclusive. The reporting person undertakes to provide to Frank's International N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stock sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]The 50,541 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- [F6]The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- [F7]G. Stanton Investments, LP ("GSI") directly owns 9,918,667 shares of Common Stock. GSI is controlled by the reporting person, in his capacity as the manager of GSI's general partner. The reporting person disclaims beneficial ownership of the Common Stock owned by GSI, except to the extent of his pecuniary interest therein.
- [F8]The 31,785,600 shares reported are owned directly by Mosing Holdings, LLC, as of March 19, 2018. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto, the reporting person may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. The reporting person disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.
Documents
Issuer
FRANK'S INTERNATIONAL N.V.
CIK 0001575828
Entity typeother
Related Parties
1- filerCIK 0001635716
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 2:39 PM ET
- Size
- 12.1 KB