ERNST MARK A 4
4 · AVANTAX, INC. · Filed May 8, 2023
Insider Transaction Report
Form 4
AVANTAX, INC.AVTA
ERNST MARK A
Director
Transactions
- Award
Common Stock
2023-05-04+6,084→ 102,566 total
Holdings
- 14,000(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting following such grant date. The reporting person has elected to defer 100% of this RSU award.
- [F2]The reporting person is the managing partner of the limited liability company that owns the reported securities.