YEN ANDY 4
4 · EAST WEST BANCORP INC · Filed Mar 4, 2020
Insider Transaction Report
Form 4
YEN ANDY
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-03-02+8,700→ 64,549 total - Tax Payment
Common Stock
2020-03-02$40.43/sh−3,099$125,293→ 61,450 total - Exercise/Conversion
Performance-Based Restricted Stock Units
2020-03-02−8,700→ 0 total→ Common Stock (8,700 underlying)
Holdings
- 520(indirect: 401 (K) Plan)
Common Stock
Footnotes (2)
- [F1]Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
- [F2]Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.