|4Nov 25, 4:48 PM ET

ROGERS ERNEST P 4

4 · MONY GROUP INC · Filed Nov 25, 2003

Insider Transaction Report

Form 4
Period: 2002-05-15
ROGERS ERNEST P
SVP - MONY Life Insurance Co
Transactions
  • Award

    Stock Option (Right to Buy)

    2003-03-19+20,00020,000 total
    Exercise: $21.10Exp: 2013-03-18Common Stock (20,000 underlying)
  • Award

    Common Stock

    2003-03-19+7,50022,733 total
  • Award

    Stock Option (Right to Buy)

    2002-05-15+30,00030,000 total
    Exercise: $36.21Exp: 2012-05-14Common Stock (30,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    956
Footnotes (4)
  • [F1]Includes 4,831 shares attributable to contributions made under the Excess Benefits Plan for Employees of MONY Life Insurance Company. Distributions made under this plan in respect of these shares are payable only in Common Stock. Interests in this plan are denominated in units. Consequently, this attributed amount of shares reflects an estimate by the plan administrator as of November 20, 2003.
  • [F2]These shares are attributable to contributions made to The Investment Plan Supplement for Employees and Field Underwriters of MONY Life Insurance Company, the company's 401(k) plan. Interests in this plan are denominated in units. Consequently, the attributed amount of shares reflects an estimate by the plan administrator as of November 20, 2003.
  • [F3]This option vests as follows: 10,200 shares on May 15, 2003, 9,900 shares on May 15, 2004 and 9,900 shares on May 15, 2005.
  • [F4]This option vests as follows: 10,000 shares on March 19, 2004 and 10,000 shares on March 19, 2005.

Documents

1 file
  • 4
    rog81.xmlPrimary