4/A//SEC Filing
CHEN JOHN S 4/A
Accession 0001070235-22-000028
CIK 0001070235other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:09 PM ET
Size
13.3 KB
Accession
0001070235-22-000028
Insider Transaction Report
Form 4/AAmended
CHEN JOHN S
DirectorExecutive Chairman & CEO
Transactions
- Exercise/Conversion
Common Shares
2021-11-03+3,000,000→ 8,225,188 total - Sale
Common Shares
2021-11-03$11.14/sh−2,222,844$24,762,482→ 6,002,344 total - Exercise/Conversion
Restricted Share Units
2021-11-03−1,000,000→ 2,000,000 total→ Common Shares (1,000,000 underlying) - Exercise/Conversion
Performance-Based Restricted Share Units
2021-11-03−3,000,000→ 2,000,000 total→ Common Shares (3,000,000 underlying) - Exercise/Conversion
Common Shares
2021-11-03+1,000,000→ 5,225,188 total
Footnotes (5)
- [F1]Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").
- [F2]Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.73, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.
- [F5]This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day trading average price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date.
Documents
Issuer
BLACKBERRY Ltd
CIK 0001070235
Entity typeother
Related Parties
1- filerCIK 0001082030
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 5:09 PM ET
- Size
- 13.3 KB