Haas Thomas Edwin 4/A
4/A · GOLDEN ENTERTAINMENT, INC. · Filed Mar 15, 2024
Insider Transaction Report
Form 4/AAmended
Haas Thomas Edwin
SVP of Accounting
Transactions
- Exercise/Conversion
Common Stock
[F1][F2]2024-03-14+755→ 32,035 total - Exercise/Conversion
Common Stock
[F1]2024-03-14+4,532→ 36,567 total - Exercise/Conversion
Common Stock
[F1]2024-03-14+972→ 37,539 total - Exercise/Conversion
Common Stock
[F1]2024-03-14+737→ 38,276 total - Exercise/Conversion
Common Stock
[F1]2024-03-14+1,003→ 39,279 total - Tax Payment
Common Stock
[F3]2024-03-14$34.06/sh−3,313$112,841→ 35,966 total - Award
Restricted Stock Units
[F4][F5][F6]2021-03-12+755→ 755 total→ Common Stock (755 underlying) - Award
Restricted Stock Units
[F4][F7][F6]2022-03-11+4,532→ 4,532 total→ Common Stock (4,532 underlying) - Award
Restricted Stock Units
[F4][F5][F6]2021-03-12+972→ 972 total→ Common Stock (972 underlying) - Award
Restricted Stock Units
[F4][F8][F6]2022-03-11+1,474→ 1,474 total→ Common Stock (1,474 underlying) - Award
Restricted Stock Units
[F4][F9][F6]2023-03-14+3,012→ 3,012 total→ Common Stock (3,012 underlying) - Award
Restricted Stock Units
[F4][F10][F6]2023-03-14+1,980→ 1,980 total→ Common Stock (1,980 underlying) - Award
Restricted Stock Units
[F4][F11]2024-03-14+4,502→ 4,502 total→ Common Stock (4,502 underlying) - Award
Restricted Stock Units
[F4][F12][F6]2024-03-14+2,086→ 2,086 total→ Common Stock (2,086 underlying) - Exercise/Conversion
Restricted Stock Units
[F4][F5]2024-03-14−755→ 0 total→ Common Stock (755 underlying) - Exercise/Conversion
Restricted Stock Units
[F4][F7]2024-03-14−4,532→ 0 total→ Common Stock (4,532 underlying) - Exercise/Conversion
Restricted Stock Units
[F4][F5]2024-03-14−972→ 0 total→ Common Stock (972 underlying) - Exercise/Conversion
Restricted Stock Units
[F4][F8]2024-03-14−737→ 737 total→ Common Stock (737 underlying) - Exercise/Conversion
Restricted Stock Units
[F4][F9]2024-03-14−1,003→ 2,009 total→ Common Stock (1,003 underlying)
Footnotes (12)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F10]Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
- [F11]Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
- [F12]Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.
- [F2]The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
- [F3]In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F5]Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
- [F6]Includes 725 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
- [F7]Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
- [F8]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
- [F9]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
Signature
/s/Charles H. Protell, attorney-in-fact|2024-03-15