Haas Thomas Edwin 4/A

Accession 0001071255-24-000024

CIK 0001071255other

View on SEC.gov Company Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 8:48 PM ET

Size

40.9 KB

Accession

0001071255-24-000024

Insider Transaction Report

Form 4/AAmended

Period: 2021-03-12

GOLDEN ENTERTAINMENT, INC.GDEN

Haas Thomas Edwin

SVP of Accounting

Transactions

Exercise/Conversion
Restricted Stock Units
2024-03-14−4,532→ 0 total
→ Common Stock (4,532 underlying)
Exercise/Conversion
Common Stock
2024-03-14+972→ 37,539 total
Award
Restricted Stock Units
2021-03-12+755→ 755 total
→ Common Stock (755 underlying)
Exercise/Conversion
Common Stock
2024-03-14+4,532→ 36,567 total
Exercise/Conversion
Common Stock
2024-03-14+737→ 38,276 total
Award
Restricted Stock Units
2023-03-14+1,980→ 1,980 total
→ Common Stock (1,980 underlying)
Award
Restricted Stock Units
2024-03-14+2,086→ 2,086 total
→ Common Stock (2,086 underlying)
Award
Restricted Stock Units
2021-03-12+972→ 972 total
→ Common Stock (972 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−1,003→ 2,009 total
→ Common Stock (1,003 underlying)
Award
Restricted Stock Units
2024-03-14+4,502→ 4,502 total
→ Common Stock (4,502 underlying)
Award
Restricted Stock Units
2022-03-11+1,474→ 1,474 total
→ Common Stock (1,474 underlying)
Award
Restricted Stock Units
2023-03-14+3,012→ 3,012 total
→ Common Stock (3,012 underlying)
Exercise/Conversion
Common Stock
2024-03-14+755→ 32,035 total
Award
Restricted Stock Units
2022-03-11+4,532→ 4,532 total
→ Common Stock (4,532 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−972→ 0 total
→ Common Stock (972 underlying)
Exercise/Conversion
Common Stock
2024-03-14+1,003→ 39,279 total
Tax Payment
Common Stock
2024-03-14$34.06/sh−3,313$112,841→ 35,966 total
Exercise/Conversion
Restricted Stock Units
2024-03-14−755→ 0 total
→ Common Stock (755 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−737→ 737 total
→ Common Stock (737 underlying)

Footnotes (12)

[F1]Restricted stock units convert into common stock on a one-for-one basis.
[F10]Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
[F11]Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
[F12]Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.
[F2]The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
[F3]In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock.
[F5]Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
[F6]Includes 725 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
[F7]Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
[F8]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
[F9]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.

Documents

1 file

4
wk-form4a_1710550104.xml
FORM 4/A

Issuer

GOLDEN ENTERTAINMENT, INC.

CIK 0001071255

→

Entity typeother

Related Parties

filerCIK 0001735355

Filing Metadata

Form type: 4/A
Filed: Mar 14, 8:00 PM ET
Accepted: Mar 15, 8:48 PM ET
Size: 40.9 KB

View on SEC.gov