Sartini Blake L II 4/A

Accession 0001071255-24-000028

CIK 0001071255other

View on SEC.gov Company Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 8:52 PM ET

Size

42.1 KB

Accession

0001071255-24-000028

Insider Transaction Report

Form 4/AAmended

Period: 2021-03-12

GOLDEN ENTERTAINMENT, INC.GDEN

Sartini Blake L II

EVP of Operations

Transactions

Exercise/Conversion
Restricted Stock Units
2024-03-14−2,948→ 2,948 total
→ Common Stock (2,948 underlying)
Exercise/Conversion
Common Stock
2024-03-14+4,495→ 121,185 total
Tax Payment
Common Stock
2024-03-14$34.06/sh−16,241$553,168→ 141,460 total
Award
Restricted Stock Units
2022-03-11+26,968→ 26,968 total
→ Common Stock (26,968 underlying)
Exercise/Conversion
Common Stock
2024-03-14+2,362→ 150,515 total
Exercise/Conversion
Common Stock
2024-03-14+2,948→ 153,463 total
Award
Restricted Stock Units
2021-03-12+2,362→ 2,362 total
→ Common Stock (2,362 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−4,238→ 8,478 total
→ Common Stock (4,238 underlying)
Award
Restricted Stock Units
2024-03-14+17,820→ 17,820 total
→ Common Stock (17,820 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−4,495→ 0 total
→ Common Stock (4,495 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−26,968→ 0 total
→ Common Stock (26,968 underlying)
Exercise/Conversion
Restricted Stock Units
2024-03-14−2,362→ 0 total
→ Common Stock (2,362 underlying)
Award
Restricted Stock Units
2022-03-11+5,896→ 5,896 total
→ Common Stock (5,896 underlying)
Award
Restricted Stock Units
2023-03-14+12,717→ 12,717 total
→ Common Stock (12,717 underlying)
Exercise/Conversion
Common Stock
2024-03-14+26,968→ 148,153 total
Exercise/Conversion
Common Stock
2024-03-14+4,238→ 157,701 total
Award
Restricted Stock Units
2021-03-12+4,495→ 4,495 total
→ Common Stock (4,495 underlying)
Award
Restricted Stock Units
2023-03-14+7,923→ 7,923 total
→ Common Stock (7,923 underlying)
Award
Restricted Stock Units
2024-03-14+8,811→ 8,811 total
→ Common Stock (8,811 underlying)

Holdings

Common Stock
(indirect: See Footnote)
250,000

Footnotes (13)

[F1]Restricted stock units convert into common stock on a one-for-one basis.
[F10]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
[F11]Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
[F12]Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
[F13]Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.
[F2]The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
[F3]In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
[F4]Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC.
[F5]Each restricted stock unit represents a contingent right to receive one share of common stock.
[F6]Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
[F7]Includes 3,390 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
[F8]Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
[F9]Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.

Documents

1 file

4
wk-form4a_1710550335.xml
FORM 4/A

Issuer

GOLDEN ENTERTAINMENT, INC.

CIK 0001071255

→

Entity typeother

Related Parties

filerCIK 0001677017

Filing Metadata

Form type: 4/A
Filed: Mar 14, 8:00 PM ET
Accepted: Mar 15, 8:52 PM ET
Size: 42.1 KB

View on SEC.gov