Sartini Blake L II 4

Accession 0001071255-25-000016

CIK 0001071255other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 9:01 PM ET

Size

34.0 KB

Accession

0001071255-25-000016

Insider Transaction Report

Form 4

Period: 2025-03-12

GOLDEN ENTERTAINMENT, INC.GDEN

Sartini Blake L II

EVP of Operations

Transactions

Exercise/Conversion
Stock Option
2025-03-12−25,000→ 25,000 total
Exercise: $5.34Exp: 2025-08-26→ Common Stock (25,000 underlying)
Award
Restricted Stock Units
2025-03-14+24,374→ 24,374 total
→ Common Stock (24,374 underlying)
Exercise/Conversion
Common Stock
2025-03-12$5.34/sh+25,000$133,500→ 166,460 total
Tax Payment
Common Stock
2025-03-12$26.74/sh−12,985$347,219→ 153,475 total
Exercise/Conversion
Common Stock
2025-03-13$5.34/sh+25,000$133,500→ 178,475 total
Sale
Common Stock
2025-03-13$25.87/sh−23,979$620,337→ 141,528 total
Exercise/Conversion
Common Stock
2025-03-14+5,940→ 162,575 total
Tax Payment
Common Stock
2025-03-13$25.62/sh−12,968$332,240→ 165,507 total
Exercise/Conversion
Common Stock
2025-03-14+2,947→ 144,475 total
Exercise/Conversion
Common Stock
2025-03-14+7,922→ 152,397 total
Exercise/Conversion
Common Stock
2025-03-14+4,238→ 156,635 total
Tax Payment
Common Stock
2025-03-14$26.17/sh−8,405$219,959→ 154,170 total
Exercise/Conversion
Stock Option
2025-03-13−25,000→ 0 total
Exercise: $5.34Exp: 2025-08-26→ Common Stock (25,000 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-14−2,947→ 0 total
→ Common Stock (2,947 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-14−7,922→ 0 total
→ Common Stock (7,922 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-14−4,238→ 4,240 total
→ Common Stock (4,238 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-14−5,940→ 11,880 total
→ Common Stock (5,940 underlying)

Holdings

Common Stock
(indirect: See Footnote)
250,000

Footnotes (8)

[F1]In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy exercise price and minimum statutory income tax withholding obligations upon exercise of stock options and vesting of restricted stock units.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.43. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote to Form 4.
[F3]Restricted stock units convert into common stock on a one-for-one basis.
[F4]Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC.
[F5]The options, representing a right to purchase a total of 110,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares on the last day of each one month period following 08/27/16.
[F6]Each restricted stock unit represents a contingent right to receive one share of common stock.
[F7]Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2026, one-third on March 14, 2027 and one-third on March 14, 2028.
[F8]Represents time-based restricted stock units that vested.

Documents

1 file

4
wk-form4_1742000508.xmlPrimary
FORM 4

Issuer

GOLDEN ENTERTAINMENT, INC.

CIK 0001071255

→

Entity typeother

Related Parties

filerCIK 0001677017

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 9:01 PM ET
Size: 34.0 KB

View on SEC.gov