WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Aug 14, 2013
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Sale
Class A Common
2013-08-13$51.06/sh−10,000$510,603→ 362,011 total(indirect: By Trust) - Sale
Class A Common
2013-08-13$51.13/sh−7,500$383,450→ 58,563 total(indirect: By Trust)
Holdings
- 248
Class A Common
- 1,254.568(indirect: By 401(k))
Class A Common
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $51.02 to $51.13, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $51.111 to $51.17, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F4]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F5]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.