WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 2, 2014
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Gift
Class A Common
2013-12-31−35,000→ 248 total - Tax Payment
Class A Common
2013-12-31$65.12/sh−35,456$2,308,895→ 326,555 total(indirect: By Trust) - Award
Class A Common
2013-12-31+35,000→ 35,248 total
Holdings
- 58,563(indirect: By Trust)
Class A Common
- 1,254.568(indirect: By 401(k))
Class A Common
Footnotes (4)
- [F1]Transfer of shares to trust for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F4]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.