WADDELL & REED FINANCIAL INC·4

Jan 5, 5:26 PM ET

WADDELL & REED FINANCIAL INC 4

4 · WADDELL & REED FINANCIAL INC · Filed Jan 5, 2015

Insider Transaction Report

Form 4
Period: 2014-12-31
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
  • Award

    Class A Common

    2014-12-31+45,00045,248 total
  • Gift

    Class A Common

    2014-12-3145,000248 total
  • Tax Payment

    Class A Common

    2014-12-31$49.82/sh32,668$1,627,520311,670 total(indirect: By Trust)
Holdings
  • Class A Common

    (indirect: By Trust)
    58,563
  • Class A Common

    (indirect: By 401(k))
    1,254.568
Footnotes (4)
  • [F1]Transfer of shares to trust for estate planning purposes.
  • [F2]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
  • [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
  • [F4]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT