4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001071334-15-000002
CIK 0001052100operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:26 PM ET
Size
11.0 KB
Accession
0001071334-15-000002
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Award
Class A Common
2014-12-31+45,000→ 45,248 total - Gift
Class A Common
2014-12-31−45,000→ 248 total - Tax Payment
Class A Common
2014-12-31$49.82/sh−32,668$1,627,520→ 311,670 total(indirect: By Trust)
Holdings
- 58,563(indirect: By Trust)
Class A Common
- 1,254.568(indirect: By 401(k))
Class A Common
Footnotes (4)
- [F1]Transfer of shares to trust for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F4]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:26 PM ET
- Size
- 11.0 KB