4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001071334-17-000002
CIK 0001052100operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:20 PM ET
Size
11.0 KB
Accession
0001071334-17-000002
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Gift
Class A Common
2016-12-31−94,500→ 248 total - Award
Class A Common
2016-12-31+94,500→ 94,748 total - Tax Payment
Class A Common
2016-12-31$19.51/sh−21,266$414,900→ 378,309 total(indirect: By Trust)
Holdings
- 58,563(indirect: By Trust)
Class A Common
- 1,254.568(indirect: By 401(k))
Class A Common
Footnotes (4)
- [F1]Transfer of shares to trust for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F4]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:20 PM ET
- Size
- 11.0 KB