4//SEC Filing
BUTCH THOMAS W 4
Accession 0001071334-17-000004
CIK 0001052100other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:13 PM ET
Size
9.6 KB
Accession
0001071334-17-000004
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Sale
Class A Common
2017-11-10$19.22/sh−35,000$672,760→ 432,809 total(indirect: By Trust) - Sale
Class A Common
2017-11-09$19.26/sh−5,000$96,280→ 467,809 total(indirect: By Trust)
Holdings
- 0(indirect: By 401(k))
Class A Common
- 58,563(indirect: By Trust)
Class A Common
- 248
Class A Common
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $19.25 to $19.27, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
- [F2]The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $19.22 to $19.225, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F4]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F5]The 1254.5683 Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan previoulsy reported as beneficially owned by Mr. Butch have been liquated.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001071334
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 5:13 PM ET
- Size
- 9.6 KB