MEIER ROBERT C 4
4 · SOUNDVIEW TECHNOLOGY GROUP INC · Filed Jan 20, 2004
Insider Transaction Report
Form 4
MEIER ROBERT C
Managing Director
Transactions
- Disposition to Issuer
Stock Option
2004-01-16−20,293→ 0 totalExercise: $10.85Exp: 2010-01-31→ Common Stock, par value $.01 per share (20,293 underlying) - Disposition to Issuer
Stock Option
2004-01-16−1,015→ 0 totalExercise: $4.20Exp: 2010-01-31→ Common Stock, par value $.01 per share (1,015 underlying) - Disposition to Issuer
Stock Option
2004-01-16−10,000→ 0 totalExercise: $13.25Exp: 2010-01-31→ Common Stock, par value $.01 per share (10,000 underlying) - Disposition to Issuer
Stock Option
2004-01-16−3,045→ 0 totalExercise: $7.45Exp: 2010-01-31→ Common Stock, par value $.01 per share (3,045 underlying)
Footnotes (4)
- [F1]This option, which provided for vesting in sixteen equal quarterly installments beginning the end of the first quarter after the date of grant, was cancelled pursuant to the Agreement and Plan of Merger, dated November 18, 2003, among The Charles Schwab Corporation, Shakespeare Merger Corporation and SoundView Technology Group, Inc. in exchange for a cash payment of $11,469.50, representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($15.50).
- [F2]This option, which provided for vesting in sixteen equal quarterly installments beginning the end of the first quarter after the date of grant, was cancelled in the merger in exchange for a cash payment of $24,512.25, representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($15.50).
- [F3]This option, which provided for vesting in sixteen equal quarterly installments beginning the end of the first quarter after the date of grant, was cancelled in the merger in exchange for a cash payment of $94,362.45, representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($15.50).
- [F4]This option, which provided for vesting in sixteen equal quarterly installments beginning on March 31, 2002, was cancelled in the merger in exchange for a cash payment of $22,500.00, representing the difference between the exercise price of the option and the market value of the underlying common stock on the effective date of the merger ($15.50). The cash payment attributable to the unvested portion of the option will be held in an account for the benefit of Mr. Meier and will be payable to Mr. Meier upon the same schedule and in amounts corresponding to the vesting of the underlying cancelled option.