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4//SEC Filing

HAROLDS STORES INC 4

Accession 0001072613-04-001793

CIK 0000818682operating

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 1:33 PM ET

Size

8.6 KB

Accession

0001072613-04-001793

Insider Transaction Report

Form 4
Period: 2004-10-01
LESTER W HOWARD
Director10% Owner
Transactions
  • Other

    Series 2003-A Preferred

    2004-10-01+272272 total
    Exercise: $2.34Common Stock (11,624 underlying)
  • Other

    Series 2002-A Preferred

    2004-10-01+1,8241,824 total
    Exercise: $2.34Common Stock (15,590 underlying)
Footnotes (2)
  • [F1]In accordance with the terms of the 2002-A Preferred Stock, the Reporting person elected to receive the quarterly dividend paid on the 2002-A Preferred Stock in additional shares thereof. Each such share of 2002-A Preferred Stock so received has a stated value of $20 and is immediately convertible into the number of shares of Common Stock equal to such stated value divided by $2.34. The 2002-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the Issuer at any time on or after August 2, 2005.
  • [F2]In accordance with the terms of the 2003-A Preferred Stock, the Reporting person elected to receive the quarterly dividend paid on the 2003-A Preferred Stock in additional shares thereof. Each such share of 2003-A Preferred Stock so received has a stated value of $100 and is immediately convertible into the number of shares of Common Stock equal to such stated value divided by $2.34. The 2003-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the Issuer at any time on or after August 2, 2006.

Issuer

HAROLDS STORES INC

CIK 0000818682

Entity typeoperating
IncorporatedOK

Related Parties

1
  • filerCIK 0000818682

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 1:33 PM ET
Size
8.6 KB