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4//SEC Filing

LESTER W HOWARD 4

Accession 0001072613-05-000018

CIK 0000818682other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 2:41 PM ET

Size

8.6 KB

Accession

0001072613-05-000018

Insider Transaction Report

Form 4
Period: 2005-01-01
LESTER W HOWARD
Director10% Owner
Transactions
  • Other

    Series 2002-A Preferred Stock

    2005-01-01+1,8611,861 total
    Exercise: $1.38Common Stock (26,971 underlying)
  • Other

    Series 2003-A Preferred Stock

    2005-01-01+278278 total
    Exercise: $1.38Common Stock (20,145 underlying)
Footnotes (2)
  • [F1]In accordance with the terms of the 2002-A Preferred Stock, the Reporting person elected to receive the quarterly dividend paid on the 2002-A Preferred Stock in additional shares thereof. Each such share of 2002-A Preferred Stock so received has a stated value of $20 and is immediately convertible into the number of shares of Common Stock equal to such stated value divided by $1.38. The 2002-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the Issuer at any time on or after August 2, 2005.
  • [F2]In accordance with the terms of the 2003-A Preferred Stock, the holders of the existing 2003-A Preferred Stock (including the Reporting Person) received, pro rata, additional shares thereof as a quaterly dividend. Each such share of 2003-A Preferred Stock so received has a stated value of $100 and is immediately convertible into the number of shares of Common Stock equal to such stated value divided by $1.38. The 2003-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the Issuer at any time on or after February 5, 2006.

Issuer

HAROLDS STORES INC

CIK 0000818682

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001062111

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 2:41 PM ET
Size
8.6 KB