HAROLDS STORES INC·4

Oct 4, 11:05 AM ET

HAROLDS STORES INC 4

4 · HAROLDS STORES INC · Filed Oct 4, 2005

Insider Transaction Report

Form 4
Period: 2005-10-01
LESTER W HOWARD
Director10% Owner
Transactions
  • Other

    Series 2003-A Preferred Stock

    2005-10-01+1,9741,974 total
    Exercise: $1.08Common Stock (36,556 underlying)
  • Other

    Series 2003-A Preferred Stock

    2005-10-01+295295 total
    Exercise: $1.08Common Stock (27,315 underlying)
Footnotes (2)
  • [F1]The Series 2002-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the issuer at any time.
  • [F2]In accordance with the terms of the Amended Series 2003-A Preferred Stock, the holders of the existing 2003-A Preferred Stock (including the Report Person) received, pro rata, additional shares thereof as a quarterly dividend. Each such share of 2003-A Preferred Stock so received has a stated value of $100 and is immediately convertible into the number of shares of Common Stock equal to such stated value divided by $1.08. The 2003-A Preferred Stock is perpetual and does not have an expiration date, but it may be redeemed at the option of the Issuer at any time on or after February 5, 2006.

Documents

1 file
  • 4
    pro_13870ex.xmlPrimary

    LESTER, W. HOWARD FORM 4