Home/Filings/4/0001072613-06-000036
4//SEC Filing

VALAAS JOHN R 4

Accession 0001072613-06-000036

CIK 0001098337other

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 1:26 PM ET

Size

20.1 KB

Accession

0001072613-06-000036

Insider Transaction Report

Form 4
Period: 2006-01-06
VALAAS JOHN R
DirectorPresident and CEO
Transactions
  • Gift

    Common Stock

    2006-01-093,000168,271 total
Holdings
  • Incentive Stock Option

    Exercise: $9.30From: 2003-06-25Exp: 2009-06-24Common Stock (0 underlying)
    13,310
  • Incentive Stock Option

    Exercise: $25.25From: 2008-06-23Exp: 2012-06-22Common Stock (4,090 underlying)
    4,090
  • Non-Qualified Stock Option

    Exercise: $17.07From: 2006-06-26Exp: 2013-06-25Common Stock (0 underlying)
    3,923
  • Incentive Stock Option

    Exercise: $17.07From: 2007-06-26Exp: 2013-06-25Common Stock (0 underlying)
    9,387
  • Common Stock

    (indirect: By Spouse)
    32,726
  • Common Stock

    (indirect: ESOP)
    17,256
  • Common Stock

    (indirect: By Trust)
    3,752
  • Incentive Stock Option

    Exercise: $11.91From: 2002-06-27Exp: 2008-06-26Common Stock (0 underlying)
    9,517
  • Incentive Stock Option

    Exercise: $7.33From: 2004-06-24Exp: 2010-06-23Common Stock (0 underlying)
    7,986
  • Non-Qualified Stock Option

    Exercise: $25.25From: 2007-06-23Exp: 2012-06-22Common Stock (8,910 underlying)
    8,910
  • Non-Qualified Stock Option

    Exercise: $24.20From: 2007-06-25Exp: 2014-06-24Common Stock (0 underlying)
    6,996
  • Incentive Stock Option

    Exercise: $24.20From: 2008-06-25Exp: 2014-06-24Common Stock (0 underlying)
    5,004
Footnotes (7)
  • [F1]Option becomes exercisable in 1/3 increments on 06/26/04, 06/26/05 and 06/26/06.
  • [F2]Option becomes exercisable 1,961 on 06/26/05 and 1,962 on 06/26/06.
  • [F3]Option becomes exercisable 2,476 on 06/26/05, 2,474 on 06/26/06 and 4,437 on 06/26/07.
  • [F4]Option becomes exercisable 3,999 on 06/25/06 and 2,997 on 06/25/07.
  • [F5]Option becomes exercisable 1 on 06/25/06, 1,003 on 06/25/07 and 4,000 on 06/25/08.
  • [F6]Option becomes exercisable 126 on 6/23/08 and 3,964 on 6/23/09.
  • [F7]Option becomes exercisable 4,333 on 6/23/07 and 4,207 on 6/23/08 and 370 on 6/23/09.

Issuer

FIRST MUTUAL BANCSHARES INC

CIK 0001098337

Entity typeother

Related Parties

1
  • filerCIK 0001226161

Filing Metadata

Form type
4
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 1:26 PM ET
Size
20.1 KB