ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. 4

Accession 0001072613-17-000266

CIK 0000913662other

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 4:19 PM ET

Size

19.1 KB

Accession

0001072613-17-000266

Form 4

Period: 2017-04-24

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2017-04-24$13.50/sh+67,276$908,226→ 117,276 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2017-04-24$13.50/sh−67,276$908,226→ 1,895,603 total(indirect: As investment adviser to unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
201,705
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
149,487
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
284,179
Common Stock, par value $.01 per share
(indirect: As investment adviser to a Dublin, Ireland-listed open-ended investment company)
168,705
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
221,327
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
287,335
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
291,479
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
289,929
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
73,865

10% Owner

Transactions

Purchase
Common Stock, par value $.01 per share
2017-04-24$13.50/sh+67,276$908,226→ 117,276 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2017-04-24$13.50/sh−67,276$908,226→ 1,895,603 total(indirect: As investment adviser to unaffiliated third-party segregated accounts)

Holdings

Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
289,929
Common Stock, par value $.01 per share
(indirect: As investment adviser to a Dublin, Ireland-listed open-ended investment company)
168,705
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
201,705
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
291,479
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
149,487
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
284,179
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
287,335
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
221,327
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
73,865

Footnotes (13)

[F1]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
[F10]These securities are beneficially owned by The EM Plus CEF Fund.
[F11]These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.
[F12]No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
[F13]As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
[F2]These securities are beneficially owned by Emerging Markets Free Fund.
[F3]These securities are beneficially owned by Emerging Markets Global Fund.
[F4]These securities are beneficially owned by Emerging Markets Investable Fund.
[F5]These securities are beneficially owned by Global Emerging Markets Fund.
[F6]These securities are beneficially owned by The Emerging World Fund.
[F7]These securities are beneficially owned by Emerging Free Markets Country Fund.
[F8]These securities are beneficially owned by Emerging Markets Country Fund.
[F9]These securities are beneficially owned by Investable Emerging Markets Country Fund.

Documents

1 file

ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.

CIK 0000913662

Entity typeother

IncorporatedMD