4//SEC Filing
Kamin Tony 4
Accession 0001072613-19-000155
CIK 0000887396other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 9:27 PM ET
Size
13.9 KB
Accession
0001072613-19-000155
Insider Transaction Report
Form 4
Kamin Tony
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock
2019-03-27$0.15/sh+66,667$10,000→ 456,667 total - Exercise of In-Money
Common Stock
2019-03-27$0.15/sh+266,667$40,000→ 484,304 total(indirect: By Partnership) - Exercise of In-Money
Common Stock Warrant (Right to Buy)
2019-03-27−66,667→ 73,333 totalExercise: $0.15From: 2017-12-01Exp: 2019-12-31→ Common Stock (66,667 underlying) - Exercise of In-Money
Common Stock Warrant (Right to Buy)
2019-03-27−266,667→ 0 total(indirect: By Partnership)Exercise: $0.15From: 2016-12-23Exp: 2019-12-31→ Common Stock (266,667 underlying) - Other
Convertible Note
2019-03-27+0(indirect: By Partnership)Exercise: $0.10From: 2016-12-23Exp: 2019-12-31→ Common Stock (400,000 underlying)
Footnotes (2)
- [F1]Common Stock Warrant was amended on 12/31/2018 to extend expiration date from 12/31/2018 to12/31/2019. Amended further on 3/27/2019 to adjust number of shares underlying warrant from 160,000 shares to 266,667 shares and to reduce exercise price from $0.25 per share to $0.15 per share.
- [F2]On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.
Documents
Issuer
EMPIRE PETROLEUM CORP
CIK 0000887396
Entity typeother
Related Parties
1- filerCIK 0001311645
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 9:27 PM ET
- Size
- 13.9 KB