4//SEC Filing
Pritchard Thomas W. 4
Accession 0001072613-21-000576
CIK 0000887396other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 6:43 PM ET
Size
13.8 KB
Accession
0001072613-21-000576
Insider Transaction Report
Form 4
Pritchard Thomas W.
Chief Executive Officer
Transactions
- Exercise of In-Money
Common Stock
2021-09-28$0.33/sh+143,600$47,388→ 143,600 total - Exercise of In-Money
Employee Stock Option (Right to Buy)
2021-09-28−2,500,000→ 2,356,400 totalExercise: $0.33From: 2019-04-03Exp: 2029-04-02→ Common Stock (143,600 underlying) - Exercise of In-Money
Common Stock
2021-09-28$0.25/sh+200,000$50,000→ 200,000 total - Sale
Common Stock
2021-09-28$0.75/sh−200,000$150,000→ 0 total - Sale
Common Stock
2021-09-28$0.75/sh−143,600$107,700→ 0 total - Exercise of In-Money
Common Stock Warrant (Right to Buy)
2021-09-28−200,000→ 0 totalExercise: $0.25From: 2017-12-01Exp: 2029-04-02→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.
- [F2]The Option vests in three installments as follows: 1,250,000 on April 3, 2019; 625,000 on April 3, 2020; and 625,000 on April 3, 2021.
Documents
Issuer
EMPIRE PETROLEUM CORP
CIK 0000887396
Entity typeother
Related Parties
1- filerCIK 0001724601
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 6:43 PM ET
- Size
- 13.8 KB