Pritchard Thomas W. 4
4 · EMPIRE PETROLEUM CORP · Filed Apr 28, 2022
Insider Transaction Report
Form 4
Pritchard Thomas W.
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2022-04-26$1.32/sh+235,000$310,200→ 264,583 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-04-26−235,000→ 354,100 totalExercise: $1.32From: 2019-04-03Exp: 2029-04-02→ Common Stock (235,000 underlying)
Footnotes (3)
- [F1]As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").
- [F2]Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly.
- [F3]The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split).