4/A//SEC Filing
Mulacek Phil E 4/A
Accession 0001072613-25-000779
CIK 0000887396other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 7:05 PM ET
Size
8.9 KB
Accession
0001072613-25-000779
Insider Transaction Report
Form 4/AAmended
Mulacek Phil E
Director10% Owner
Transactions
- Award
Convertible Note Due 2027
2025-09-24$4000000.00/shExercise: $4.32From: 2025-09-24Exp: 2027-09-23→ Common Stock (462,962 underlying) - Award
Common Stock Warrant (Right to Buy)
2025-09-24+138,889→ 138,889 totalExercise: $4.32Exp: 2028-09-24→ Common Stock (138,889 underlying)
Footnotes (3)
- [F1]The Convertible Note was amended on November 5, 2025 to increase the conversion price from $4.27 to $4.32, and to provide that the conversion price of $4.32 only applies to the first $2,000,000 already advanced under the Convertible Note. Excludes shares issuable at the election of the Reporting Person upon conversion of any additional advances under the Convertible Note based upon a floating conversion price as set forth in the Convertible Note, as amended.
- [F2]The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889.
- [F3]The Warrant becomes exercisable on the date the NYSE American stock exchange approves a supplemental listing application relating to the shares of common stock of the Issuer underlying the Warrant.
Documents
Issuer
EMPIRE PETROLEUM CORP
CIK 0000887396
Entity typeother
Related Parties
1- filerCIK 0001670677
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 7:05 PM ET
- Size
- 8.9 KB