Home/Filings/4/0001073429-21-000235
4//SEC Filing

BURTON HERBERT A. 4

Accession 0001073429-21-000235

CIK 0001073429other

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 4:43 PM ET

Size

13.0 KB

Accession

0001073429-21-000235

Insider Transaction Report

Form 4
Period: 2021-08-26
BURTON HERBERT A.
VP & GM - Northern CA Region
Transactions
  • Disposition to Issuer

    Restricted stock units

    2021-08-264,1600 total
    Common stock (4,160 underlying)
  • Disposition to Issuer

    Common stock

    2021-08-26$74.00/sh13,267$981,7580 total
  • Disposition to Issuer

    Restricted stock units

    2021-08-261,3400 total
    Common stock (1,340 underlying)
  • Disposition to Issuer

    Restricted stock units

    2021-08-268,1840 total
    Common stock (8,184 underlying)
Footnotes (6)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, subject to any required withholding taxes described in the Merger Agreement.
  • [F2]Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.
  • [F3]These Restricted Stock Units were granted on March 1, 2020 with time-based vesting and were scheduled to vest in equal installments on March 1, 2022 and March 1, 2023.
  • [F4]At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes.
  • [F5]These Restricted Stock Units were granted on March 1, 2019 with time-based vesting and were scheduled to vest on March 1, 2022.
  • [F6]These Restricted Stock Units were granted on March 1, 2021 and were to vest as follows: (i) 75% were time-based with vesting to have occurred in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024, and (ii) the remaining 25% were performance-based with vesting to have occurred once the average of the daily VWAP of the Issuer's stock over any period of 20 consecutive trading days attained $74.95 per share within the three year period from the date of grant.

Issuer

U.S. CONCRETE, INC.

CIK 0001073429

Entity typeother

Related Parties

1
  • filerCIK 0001702600

Filing Metadata

Form type
4
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 4:43 PM ET
Size
13.0 KB