MCKAY NEIL F 4
4 · CAPITOL FEDERAL FINANCIAL · Filed Apr 20, 2004
Insider Transaction Report
Form 4
MCKAY NEIL F
Executive Vice President
Transactions
- Tax Payment
CFFN Common Stock
2004-04-18$33.62/sh−4,403$148,029→ 87,055 total
Holdings
- 19,155
CFFN Non-Qualified Stock Option (4-18-00)
Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (19,155 underlying) - 1,490
CFFN Phantom Stock 2003
Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (1,490 underlying) - 10,840(indirect: By ESOP)
CFFN Common Stock
- 10,845
CFFN Incentive Stock Option (4-18-00)
Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (10,845 underlying) - 2,619
CFFN Phantom Stock 2002
Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (2,619 underlying)
Footnotes (3)
- [F1]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
- [F2]A total of 19,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
- [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.