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HUEY MORRIS J II 4

Accession 0001074433-04-000010

CIK 0001074433other
View on SEC.govCompany Profile

Filed

Apr 20, 8:00 PM ET

Accepted

Apr 21, 3:46 PM ET

Size

19.2 KB

Accession

0001074433-04-000010

Insider Transaction Report

Form 4
Period: 2004-04-19
CAPITOL FEDERAL FINANCIALCFFN
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
  • Exercise/Conversion

    CFFN Incentive Stock Option (4-18-00)

    2004-04-19$9.22/sh−10,845$99,991→ 0 total
    Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (10,845 underlying)
  • Exercise/Conversion

    CFFN Non-Qualified Stock Option (4-18-00)

    2004-04-20$9.22/sh−3,775$34,806→ 0 total
    Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (3,775 underlying)
  • Exercise/Conversion

    CFFN Common Stock

    2004-04-20$9.22/sh+3,775$34,806→ 76,949 total
  • Exercise/Conversion

    CFFN Common Stock

    2004-04-19$9.22/sh+10,845$99,991→ 73,174 total
Holdings

  • CFFN Incentive Stock Option (6-18-02)

    Exercise: $25.66Exp: 2010-06-18→ CFFN Common Stock (11,691 underlying)
    11,691

  • CFFN Non-Qualified Stock Option (6-18-02)

    Exercise: $25.66Exp: 2017-06-18→ CFFN Common Stock (18,309 underlying)
    18,309

  • CFFN Phantom Stock 2003

    Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (782 underlying)
    782

  • CFFN Phantom Stock 2004

    Exercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (105 underlying)
    105

  • CFFN Common Stock

    (indirect: By ESOP)
    8,256

  • CFFN Phantom Stock 2002

    Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (1,309 underlying)
    1,309
Footnotes (5)
  • [F1]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F2]A total of 1,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F3]A total of 3,897 options vest on each of April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F4]A total of 6,103 options vests on each of April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F5]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.

Documents

1 file

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

→
Entity typeother

Related Parties

1
  • filerCIK 0001232449

Filing Metadata

Form type
4
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 3:46 PM ET
Size
19.2 KB
View on SEC.gov