HUEY MORRIS J II 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Apr 21, 2004

Form 4

Period: 2004-04-19

DirectorExecutive Vice President

Transactions

Exercise/Conversion
CFFN Incentive Stock Option (4-18-00)
2004-04-19$9.22/sh−10,845$99,991→ 0 total
Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (10,845 underlying)
Exercise/Conversion
CFFN Non-Qualified Stock Option (4-18-00)
2004-04-20$9.22/sh−3,775$34,806→ 0 total
Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (3,775 underlying)
Exercise/Conversion
CFFN Common Stock
2004-04-20$9.22/sh+3,775$34,806→ 76,949 total
Exercise/Conversion
CFFN Common Stock
2004-04-19$9.22/sh+10,845$99,991→ 73,174 total

Holdings

CFFN Incentive Stock Option (6-18-02)
Exercise: $25.66Exp: 2010-06-18→ CFFN Common Stock (11,691 underlying)
11,691
CFFN Non-Qualified Stock Option (6-18-02)
Exercise: $25.66Exp: 2017-06-18→ CFFN Common Stock (18,309 underlying)
18,309
CFFN Phantom Stock 2003
Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (782 underlying)
782
CFFN Phantom Stock 2004
Exercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (105 underlying)
105
CFFN Common Stock
(indirect: By ESOP)
8,256
CFFN Phantom Stock 2002
Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (1,309 underlying)
1,309

Footnotes (5)

[F1]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
[F2]A total of 1,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
[F3]A total of 3,897 options vest on each of April 18, 2005, April 18, 2006 and April 18, 2007.
[F4]A total of 6,103 options vests on each of April 18, 2005, April 18, 2006 and April 18, 2007.
[F5]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.

Documents

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