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4//SEC Filing

DICUS JOHN C 4

Accession 0001074433-04-000011

CIK 0001074433other
View on SEC.govCompany Profile

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 2:12 PM ET

Size

14.3 KB

Accession

0001074433-04-000011

Insider Transaction Report

Form 4
Period: 2004-04-26
CAPITOL FEDERAL FINANCIALCFFN
DICUS JOHN C
Other
Transactions
  • Exercise/Conversion

    CFFN Incentive Stock Option (4-18-00)

    2004-04-26$9.22/sh−10,845$99,991→ 0 total
    Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (10,845 underlying)
  • Exercise/Conversion

    CFFN Common Stock

    2004-04-26$9.22/sh+10,845$99,991→ 423,411 total
Holdings

  • CFFN Phantom Stock 2004

    Exercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (550 underlying)
    550

  • CFFN Common Stock

    (indirect: By ESOP)
    9,890

  • CFFN Phantom Stock 2003

    Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (5,208 underlying)
    5,208

  • CFFN Common Stock

    (indirect: By Spouse)
    2,500

  • CFFN Non-Qualified Stock Option (4-18-00)

    Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (267,465 underlying)
    267,465

  • CFFN Phantom Stock 2002

    Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (7,197 underlying)
    7,197
Footnotes (3)
  • [F1]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F2]A total of 89,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.

Documents

1 file

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

→
Entity typeother

Related Parties

1
  • filerCIK 0001184801

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 2:12 PM ET
Size
14.3 KB
View on SEC.gov