CAPITOL FEDERAL FINANCIAL 4
4 · CAPITOL FEDERAL FINANCIAL · Filed Dec 2, 2004
Insider Transaction Report
Form 4
DICUS JOHN C
Other
Transactions
- Gift
CFFN Common Stock
2004-12-02−3,000→ 295,411 total
Holdings
- 550
CFFN Phantom Stock 2004
Exercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (550 underlying) - 267,465
CFFN Non-Qualified Stock Option (4-18-00)
Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (267,465 underlying) - 127,500(indirect: By Spouse)
CFFN Common Stock
- 7,197
CFFN Phantom Stock 2002
Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (7,197 underlying) - 5,208
CFFN Phantom Stock 2003
Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (5,208 underlying) - 9,890(indirect: By ESOP)
CFFN Common Stock
Footnotes (2)
- [F1]A total of 89,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
- [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.