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BRUBAKER LARRY K 4

Accession 0001074433-06-000003

CIK 0001074433other

View on SEC.gov Company Profile

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:13 PM ET

Size

14.6 KB

Accession

0001074433-06-000003

Insider Transaction Report

Form 4

Period: 2005-12-30

CAPITOL FEDERAL FINANCIALCFFN

BRUBAKER LARRY K

Executive Vice President

Transactions

Award
Capitol Federal Financial Phantom Stock 2006
2005-12-30$32.94/sh+1,206$39,726→ 1,206 total
Exercise: $32.94Exp: 2009-01-25→ Capitol Federal Financial Common Stock (1,206 underlying)

Holdings

Capitol Federal Financial Phantom Stock 2003
Exercise: $28.80Exp: 2006-01-25→ Capitol Federal Financial Common Stock (1,222 underlying)
1,222
Capitol Federal Financial Common Stock
(indirect: By Children)
328
Capitol Federal Financial Common Stock
(indirect: By Spouse)
1,873
Capitol Federal Fin Non-Qualifed Stock Option 04-18-2000
Exercise: $9.22Exp: 2015-04-18→ Capitol Federal Financial Common Stock (35,775 underlying)
35,775
Capitol Federal Financial Common Stock
99,058
Capitol Federal Financial Common Stock
(indirect: By Trust)
28,327
Capitol Federal Financial Phantom Stock 2004
Exercise: $36.07Exp: 2007-01-25→ Capitol Federal Financial Common Stock (119 underlying)
119
Capitol Federal Financial Common Stock
(indirect: ESOP)
13,939
Capitol Federal Financial Incentive Stock Option 04-18-2000
Exercise: $9.22Exp: 2010-04-18→ Capitol Federal Financial Common Stock (19,025 underlying)
19,025

Footnotes (3)

[F1]A total of 19,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
[F2]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
[F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

Entity typeother

Related Parties

1

filerCIK 0001220181

Filing Metadata

Form type: 4
Filed: Jan 2, 7:00 PM ET
Accepted: Jan 3, 5:13 PM ET
Size: 14.6 KB

View on SEC.gov