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CAPITOL FEDERAL FINANCIAL·4

Jan 4, 5:06 PM ET

DICUS JOHN C 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 4, 2006

Insider Transaction Report

Form 4
Period: 2005-12-30
CAPITOL FEDERAL FINANCIALCFFN
DICUS JOHN C
Other
Transactions
  • Award

    Capitol Federal Financial Phantom Stock 2006

    [F2]
    2005-12-30$32.94/sh+4,254$140,127→ 4,254 total
    Exercise: $32.94Exp: 2009-01-25→ Capitol Federal Financial Common Stock (4,254 underlying)
Holdings

  • Capitol Federal Financial Common Stock

    259,817

  • Capitol Federal Financial Common Stock

    (indirect: By ESOP)
    14,040

  • Capitol Federal Financial Common Stock

    (indirect: By Spouse)
    202,500

  • Capitol Federal Fin Non-Qualified Stock Option 04/18/2000

    [F1]
    Exercise: $9.22Exp: 2015-04-18→ Capitol Federal Financial Common Stock (178,310 underlying)
    178,310

  • Capitol Federal Financial Phantom Stock 2003

    [F2]
    Exercise: $28.80Exp: 2006-01-25→ Capitol Federal Financial Common Stock (5,208 underlying)
    5,208

  • Capitol Federal Financial Phantom Stock 2004

    [F2]
    Exercise: $36.07Exp: 2007-01-25→ Capitol Federal Financial Common Stock (550 underlying)
    550
Footnotes (2)
  • [F1]A total of 89,155 options vested on each of the following dates; April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003, and April 18, 2004
  • [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash, three years from date of acquisition.
Signature
James D. Wempe, Power of Attorney|2006-01-04

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT