Home/Filings/4/0001074433-06-000006
4//SEC Filing

DICUS JOHN C 4

Accession 0001074433-06-000006

CIK 0001074433other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:06 PM ET

Size

11.6 KB

Accession

0001074433-06-000006

Insider Transaction Report

Form 4
Period: 2005-12-30
Transactions
  • Award

    Capitol Federal Financial Phantom Stock 2006

    2005-12-30$32.94/sh+4,254$140,1274,254 total
    Exercise: $32.94Exp: 2009-01-25Capitol Federal Financial Common Stock (4,254 underlying)
Holdings
  • Capitol Federal Financial Common Stock

    (indirect: By Spouse)
    202,500
  • Capitol Federal Financial Common Stock

    259,817
  • Capitol Federal Financial Common Stock

    (indirect: By ESOP)
    14,040
  • Capitol Federal Financial Phantom Stock 2004

    Exercise: $36.07Exp: 2007-01-25Capitol Federal Financial Common Stock (550 underlying)
    550
  • Capitol Federal Fin Non-Qualified Stock Option 04/18/2000

    Exercise: $9.22Exp: 2015-04-18Capitol Federal Financial Common Stock (178,310 underlying)
    178,310
  • Capitol Federal Financial Phantom Stock 2003

    Exercise: $28.80Exp: 2006-01-25Capitol Federal Financial Common Stock (5,208 underlying)
    5,208
Footnotes (2)
  • [F1]A total of 89,155 options vested on each of the following dates; April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003, and April 18, 2004
  • [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash, three years from date of acquisition.

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

Entity typeother

Related Parties

1
  • filerCIK 0001184801

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:06 PM ET
Size
11.6 KB