CAPITOL FEDERAL FINANCIAL 4
4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 3, 2007
Insider Transaction Report
Form 4
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
- Award
CFFN phantom stock 2007
2007-01-02$38.42/sh+537$20,632→ 537 totalExercise: $38.42Exp: 2010-01-25→ CFFN common stock (537 underlying)
Holdings
- 76,949
CFFN common stock
- 1,113
CFFN phantom stock 2006
Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (1,133 underlying) - 14,680(indirect: ESOP)
CFFN common stock
- 105
CFFN phantom stock 2004
Exercise: $36.07Exp: 2007-01-25→ CFFN common stock (105 underlying) - 6,103
CFFN non-qualified stock option 06-18-2002
Exercise: $25.66Exp: 2017-06-18→ CFFN common stock (6,103 underlying) - 3,897
CFFN incentive stock option 06/18/2002
Exercise: $25.66Exp: 2012-06-18→ CFFN common stock (3,897 underlying)
Footnotes (3)
- [F1]A total of 3,897 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F2]A total of 6,103 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.