Home/Filings/4/0001074433-07-000002
4//SEC Filing

CAPITOL FEDERAL FINANCIAL 4

Accession 0001074433-07-000002

CIK 0001074433operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 12:11 PM ET

Size

12.1 KB

Accession

0001074433-07-000002

Insider Transaction Report

Form 4
Period: 2007-01-02
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
  • Award

    CFFN phantom stock 2007

    2007-01-02$38.42/sh+537$20,632537 total
    Exercise: $38.42Exp: 2010-01-25CFFN common stock (537 underlying)
Holdings
  • CFFN common stock

    76,949
  • CFFN phantom stock 2006

    Exercise: $32.94Exp: 2009-01-25CFFN common stock (1,133 underlying)
    1,113
  • CFFN common stock

    (indirect: ESOP)
    14,680
  • CFFN phantom stock 2004

    Exercise: $36.07Exp: 2007-01-25CFFN common stock (105 underlying)
    105
  • CFFN non-qualified stock option 06-18-2002

    Exercise: $25.66Exp: 2017-06-18CFFN common stock (6,103 underlying)
    6,103
  • CFFN incentive stock option 06/18/2002

    Exercise: $25.66Exp: 2012-06-18CFFN common stock (3,897 underlying)
    3,897
Footnotes (3)
  • [F1]A total of 3,897 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F2]A total of 6,103 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

Entity typeoperating

Related Parties

1
  • filerCIK 0001074433

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 12:11 PM ET
Size
12.1 KB