CAPITOL FEDERAL FINANCIAL·4

Jan 3, 12:11 PM ET

CAPITOL FEDERAL FINANCIAL 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 3, 2007

Insider Transaction Report

Form 4
Period: 2007-01-02
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
  • Award

    CFFN phantom stock 2007

    2007-01-02$38.42/sh+537$20,632537 total
    Exercise: $38.42Exp: 2010-01-25CFFN common stock (537 underlying)
Holdings
  • CFFN common stock

    76,949
  • CFFN phantom stock 2006

    Exercise: $32.94Exp: 2009-01-25CFFN common stock (1,133 underlying)
    1,113
  • CFFN common stock

    (indirect: ESOP)
    14,680
  • CFFN phantom stock 2004

    Exercise: $36.07Exp: 2007-01-25CFFN common stock (105 underlying)
    105
  • CFFN non-qualified stock option 06-18-2002

    Exercise: $25.66Exp: 2017-06-18CFFN common stock (6,103 underlying)
    6,103
  • CFFN incentive stock option 06/18/2002

    Exercise: $25.66Exp: 2012-06-18CFFN common stock (3,897 underlying)
    3,897
Footnotes (3)
  • [F1]A total of 3,897 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F2]A total of 6,103 options vest on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT