Home/Filings/4/0001074433-07-000005
4//SEC Filing

DICUS JOHN C 4

Accession 0001074433-07-000005

CIK 0001074433other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:30 PM ET

Size

11.4 KB

Accession

0001074433-07-000005

Insider Transaction Report

Form 4
Period: 2007-01-02
Transactions
  • Award

    CFFN phantom stock 2007

    2007-01-02$38.42/sh+1,737$66,7361,737 total
    Exercise: $38.42Exp: 2010-01-25CFFN common stock (1,737 underlying)
Holdings
  • CFFN non-qualified stock option 04/18/2000

    Exercise: $9.22Exp: 2015-04-18CFFN common stock (89,155 underlying)
    89,155
  • CFFN common stock

    (indirect: ESOP)
    16,903
  • CFFN phantom stock 2006

    Exercise: $32.94Exp: 2009-01-25CFFN common stock (4,254 underlying)
    4,254
  • CFFN common stock

    298,155
  • CFFN common stock

    (indirect: By Spouse)
    227,500
  • CFFN phantom stock 2004

    Exercise: $36.07Exp: 2007-01-25CFFN common stock (550 underlying)
    550
Footnotes (2)
  • [F1]A total of 89,155 options vested on each of the following dates; April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.

Issuer

CAPITOL FEDERAL FINANCIAL

CIK 0001074433

Entity typeother

Related Parties

1
  • filerCIK 0001184801

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:30 PM ET
Size
11.4 KB