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CAPITOL FEDERAL FINANCIAL·4

Jan 3, 5:30 PM ET

DICUS JOHN C 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 3, 2007

Insider Transaction Report

Form 4
Period: 2007-01-02
CAPITOL FEDERAL FINANCIALcffn
DICUS JOHN C
Other
Transactions
  • Award

    CFFN phantom stock 2007

    [F2]
    2007-01-02$38.42/sh+1,737$66,736→ 1,737 total
    Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (1,737 underlying)
Holdings

  • CFFN common stock

    298,155

  • CFFN common stock

    (indirect: By Spouse)
    227,500

  • CFFN common stock

    (indirect: ESOP)
    16,903

  • CFFN non-qualified stock option 04/18/2000

    [F1]
    Exercise: $9.22Exp: 2015-04-18→ CFFN common stock (89,155 underlying)
    89,155

  • CFFN phantom stock 2004

    [F2]
    Exercise: $36.07Exp: 2007-01-25→ CFFN common stock (550 underlying)
    550

  • CFFN phantom stock 2006

    [F2]
    Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (4,254 underlying)
    4,254
Footnotes (2)
  • [F1]A total of 89,155 options vested on each of the following dates; April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.
Signature
James D. Wempe, Power of Attorney|2007-01-03

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT