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CAPITOL FEDERAL FINANCIAL·4

Jan 3, 5:30 PM ET

DICUS JOHN C 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 3, 2007

Insider Transaction Report

Form 4
Period: 2007-01-02
CAPITOL FEDERAL FINANCIALcffn
DICUS JOHN C
Other
Transactions
  • Award

    CFFN phantom stock 2007

    2007-01-02$38.42/sh+1,737$66,736→ 1,737 total
    Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (1,737 underlying)
Holdings

  • CFFN non-qualified stock option 04/18/2000

    Exercise: $9.22Exp: 2015-04-18→ CFFN common stock (89,155 underlying)
    89,155

  • CFFN common stock

    (indirect: ESOP)
    16,903

  • CFFN phantom stock 2006

    Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (4,254 underlying)
    4,254

  • CFFN common stock

    298,155

  • CFFN common stock

    (indirect: By Spouse)
    227,500

  • CFFN phantom stock 2004

    Exercise: $36.07Exp: 2007-01-25→ CFFN common stock (550 underlying)
    550
Footnotes (2)
  • [F1]A total of 89,155 options vested on each of the following dates; April 18, 2000, April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
  • [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT