4//SEC Filing
CAPITOL FEDERAL FINANCIAL 4
Accession 0001074433-07-000034
CIK 0001074433operating
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:53 PM ET
Size
14.3 KB
Accession
0001074433-07-000034
Insider Transaction Report
Form 4
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
- Sale
CFFN common stock
2007-05-09$39.04/sh−10,000$390,400→ 66,949 total - Exercise/Conversion
CFFN Non-Qualified Stock Option 06-18-2002
2007-05-10$25.66/sh−6,103$156,603→ 0 totalExercise: $25.66Exp: 2017-06-18→ CFFN common stock (6,103 underlying) - Exercise/Conversion
CFFN common stock
2007-05-10$25.66/sh+10,000$256,600→ 76,949 total - Exercise/Conversion
CFFN Incentive Stock Option 06-18-2002
2007-05-10$25.66/sh−3,897$99,997→ 0 totalExercise: $25.66Exp: 2012-06-18→ CFFN common stock (3,897 underlying)
Holdings
- 537
CFFN phantom stock 2007
Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (537 underlying) - 14,680(indirect: ESOP)
CFFN common stock
- 1,133
CFFN phantom stock 2006
Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (1,133 underlying)
Footnotes (3)
- [F1]A total of 3,897 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F2]A total of 6,103 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.
Documents
Issuer
CAPITOL FEDERAL FINANCIAL
CIK 0001074433
Entity typeoperating
Related Parties
1- filerCIK 0001074433
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 4:53 PM ET
- Size
- 14.3 KB