CAPITOL FEDERAL FINANCIAL·4

May 10, 4:53 PM ET

CAPITOL FEDERAL FINANCIAL 4

4 · CAPITOL FEDERAL FINANCIAL · Filed May 10, 2007

Insider Transaction Report

Form 4
Period: 2007-05-09
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
  • Sale

    CFFN common stock

    2007-05-09$39.04/sh10,000$390,40066,949 total
  • Exercise/Conversion

    CFFN Non-Qualified Stock Option 06-18-2002

    2007-05-10$25.66/sh6,103$156,6030 total
    Exercise: $25.66Exp: 2017-06-18CFFN common stock (6,103 underlying)
  • Exercise/Conversion

    CFFN common stock

    2007-05-10$25.66/sh+10,000$256,60076,949 total
  • Exercise/Conversion

    CFFN Incentive Stock Option 06-18-2002

    2007-05-10$25.66/sh3,897$99,9970 total
    Exercise: $25.66Exp: 2012-06-18CFFN common stock (3,897 underlying)
Holdings
  • CFFN phantom stock 2007

    Exercise: $38.42Exp: 2010-01-25CFFN common stock (537 underlying)
    537
  • CFFN common stock

    (indirect: ESOP)
    14,680
  • CFFN phantom stock 2006

    Exercise: $32.94Exp: 2009-01-25CFFN common stock (1,133 underlying)
    1,133
Footnotes (3)
  • [F1]A total of 3,897 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F2]A total of 6,103 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
  • [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT