CAPITOL FEDERAL FINANCIAL 4
4 · CAPITOL FEDERAL FINANCIAL · Filed May 10, 2007
Insider Transaction Report
Form 4
HUEY MORRIS J II
DirectorExecutive Vice President
Transactions
- Sale
CFFN common stock
2007-05-09$39.04/sh−10,000$390,400→ 66,949 total - Exercise/Conversion
CFFN Non-Qualified Stock Option 06-18-2002
2007-05-10$25.66/sh−6,103$156,603→ 0 totalExercise: $25.66Exp: 2017-06-18→ CFFN common stock (6,103 underlying) - Exercise/Conversion
CFFN common stock
2007-05-10$25.66/sh+10,000$256,600→ 76,949 total - Exercise/Conversion
CFFN Incentive Stock Option 06-18-2002
2007-05-10$25.66/sh−3,897$99,997→ 0 totalExercise: $25.66Exp: 2012-06-18→ CFFN common stock (3,897 underlying)
Holdings
- 537
CFFN phantom stock 2007
Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (537 underlying) - 14,680(indirect: ESOP)
CFFN common stock
- 1,133
CFFN phantom stock 2006
Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (1,133 underlying)
Footnotes (3)
- [F1]A total of 3,897 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F2]A total of 6,103 options vested on April 18, 2005, April 18, 2006 and April 18, 2007.
- [F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash in three years from date of acquisition.