CAPITOL FEDERAL FINANCIAL 4
4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 2, 2008
Insider Transaction Report
Form 4
BRUBAKER LARRY K
Executive Vice President
Transactions
- Award
CFFN phantom stock 2008
[F2]2008-01-02$31.00/sh+501$15,531→ 501 totalExercise: $31.00Exp: 2011-01-25→ CFFN common stock (501 underlying)
Holdings
- 3,000
CFFN common stock
- 144,257(indirect: By Trust)
CFFN common stock
- 328(indirect: joint tenancy with son)
CFFN common stock
- 1,873(indirect: By Spouse)
CFFN common stock
- 18,940(indirect: ESOP)
CFFN common stock
- 9,775
CFFN non-qualified stock option 04/18/2000
[F1]Exercise: $9.22Exp: 2015-04-18→ CFFN common stock (9,775 underlying) - 1,206
CFFN phantom stock 2006
[F2]Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (1,206 underlying) - 571
CFFN phantom stock 2007
[F2]Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (571 underlying)
Footnotes (2)
- [F1]A total of 19,155 options vested on each of the following dates; April 18, 2000. April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
- [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.
Signature
James D. Wempe, Power of Attorney|2008-01-02