CAPITOL FEDERAL FINANCIAL 4
4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 2, 2008
Insider Transaction Report
Form 4
BRUBAKER LARRY K
Executive Vice President
Transactions
- Award
CFFN phantom stock 2008
2008-01-02$31.00/sh+501$15,531→ 501 totalExercise: $31.00Exp: 2011-01-25→ CFFN common stock (501 underlying)
Holdings
- 144,257(indirect: By Trust)
CFFN common stock
- 1,873(indirect: By Spouse)
CFFN common stock
- 9,775
CFFN non-qualified stock option 04/18/2000
Exercise: $9.22Exp: 2015-04-18→ CFFN common stock (9,775 underlying) - 571
CFFN phantom stock 2007
Exercise: $38.42Exp: 2010-01-25→ CFFN common stock (571 underlying) - 328(indirect: joint tenancy with son)
CFFN common stock
- 1,206
CFFN phantom stock 2006
Exercise: $32.94Exp: 2009-01-25→ CFFN common stock (1,206 underlying) - 3,000
CFFN common stock
- 18,940(indirect: ESOP)
CFFN common stock
Footnotes (2)
- [F1]A total of 19,155 options vested on each of the following dates; April 18, 2000. April 18, 2001, April 18, 2002, April 18, 2003 and April 18, 2004.
- [F2]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.