4//SEC Filing
Northern Power Systems Corp. 4
Accession 0001076418-14-000002
CIK 0001605997operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 6:30 PM ET
Size
6.7 KB
Accession
0001076418-14-000002
Insider Transaction Report
Form 4
HOKIN RICHARD N
Director
Transactions
- Other
Class B Restricted Voting Shares
2014-09-30−340,118→ 1,020,356 total(indirect: Footnote) - Other
Common Shares
2014-09-30+340,118→ 849,904 total(indirect: Footnote)
Footnotes (2)
- [F1]Reporting Person converted Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Shares are held directly by CWE LLC. Reporting Person is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Reporting Person disclaims beneficial ownership of the shares held by CWE LLC.
Documents
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 6:30 PM ET
- Size
- 6.7 KB