Northern Power Systems Corp. 4
4 · Northern Power Systems Corp. · Filed Oct 2, 2014
Insider Transaction Report
Form 4
HOKIN RICHARD N
Director
Transactions
- Other
Class B Restricted Voting Shares
2014-09-30−340,118→ 1,020,356 total(indirect: Footnote) - Other
Common Shares
2014-09-30+340,118→ 849,904 total(indirect: Footnote)
Footnotes (2)
- [F1]Reporting Person converted Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Shares are held directly by CWE LLC. Reporting Person is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Reporting Person disclaims beneficial ownership of the shares held by CWE LLC.