4//SEC Filing
JONES STEVEN C 4
Accession 0001077183-20-000189
CIK 0001077183other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 6:25 PM ET
Size
19.6 KB
Accession
0001077183-20-000189
Insider Transaction Report
Form 4
JONES STEVEN C
DirectorExecutive VP of Finance10% Owner
Transactions
- Sale
Common Stock
2020-09-28$36.34/sh−38,951$1,415,479→ 1,341,049 total(indirect: By Aspen Select Opportunity Fund) - Sale
Common Stock
2020-09-28$36.56/sh−19,000$694,640→ 178,932 total - Sale
Common Stock
2020-09-29$36.95/sh−141,049$5,211,761→ 1,200,000 total(indirect: By Aspen Select Opportunity Fund) - Sale
Common Stock
2020-09-29$36.55/sh−81,000$2,960,550→ 97,932 total - Gift
Common Stock
2020-09-29−25,000→ 72,932 total
Holdings
- 125,000(indirect: By Trust)
Common Stock
- 100,000(indirect: By Aspen Select Opportunity Fund)
Stock Option (Right to Buy)
Exercise: $7.15Exp: 2021-04-20→ Common Stock (100,000 underlying) - 3,448
Stock Option (Right to Buy)
Exercise: $28.54From: 2021-05-28Exp: 2027-05-28→ Common Stock (3,448 underlying) - 30,476(indirect: By Jones Network, LP)
Common Stock
- 10,000
Stock Option (Right to Buy)
Exercise: $7.27Exp: 2022-05-25→ Common Stock (10,000 underlying) - 40,757(indirect: By Trust)
Common Stock
- 3,017
Stock Option (Right to Buy)
Exercise: $11.60From: 2019-06-01Exp: 2023-06-01→ Common Stock (3,017 underlying) - 4,269
Stock Option (Right to Buy)
Exercise: $22.52From: 2020-06-06Exp: 2026-06-06→ Common Stock (4,269 underlying)
Footnotes (3)
- [F1]Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
- [F2]On April 20, 2016, Mr. Jones was granted 100,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.
- [F3]On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.
Documents
Issuer
NEOGENOMICS INC
CIK 0001077183
Entity typeother
Related Parties
1- filerCIK 0001518732
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 6:25 PM ET
- Size
- 19.6 KB