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4//SEC Filing

JONES STEVEN C 4

Accession 0001077183-20-000221

CIK 0001077183other
View on SEC.govCompany Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 6:23 PM ET

Size

17.7 KB

Accession

0001077183-20-000221

Insider Transaction Report

Form 4
Period: 2020-12-03
NEOGENOMICS INCNEO
JONES STEVEN C
DirectorExecutive VP of Finance10% Owner
Transactions
  • Sale

    Common Stock

    2020-12-03$48.03/sh−19,948$958,102→ 1,180,052 total(indirect: By Aspen Select Opportunity Fund)
  • Sale

    Common Stock

    2020-12-04$48.07/sh−64,394$3,095,420→ 1,115,658 total(indirect: By Aspen Select Opportunity Fund)
  • Sale

    Common Stock

    2020-12-07$49.45/sh−45,658$2,257,788→ 1,070,000 total(indirect: By Aspen Select Opportunity Fund)
Holdings

  • Common Stock

    (indirect: By Jones Network, LP)
    30,476

  • Common Stock

    (indirect: By Trust)
    125,000

  • Common Stock

    (indirect: By Trust)
    40,757

  • Common Stock

    72,932

  • Stock Option (Right to Buy)

    (indirect: By Aspen Select Opportunity Fund)
    Exercise: $7.15Exp: 2021-04-20→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (Right to Buy)

    Exercise: $11.60From: 2019-06-01Exp: 2023-06-01→ Common Stock (3,017 underlying)
    3,017

  • Stock Option (Right to Buy)

    Exercise: $22.52From: 2020-06-06Exp: 2026-06-06→ Common Stock (4,269 underlying)
    4,269

  • Stock Option (Right to Buy)

    Exercise: $28.54From: 2021-05-28Exp: 2027-05-28→ Common Stock (3,448 underlying)
    3,448

  • Stock Option (Right to Buy)

    Exercise: $7.27Exp: 2022-05-25→ Common Stock (10,000 underlying)
    10,000
Footnotes (3)
  • [F1]Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
  • [F2]On April 20, 2016, Mr. Jones was granted 100,000 stock options. The options vested ratably over the first three anniversary dates of the grant date. On December 30, 2019, Mr. Jones transferred these options to Aspen Select Opportunity Fund, LP.
  • [F3]On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.

Documents

1 file

Issuer

NEOGENOMICS INC

CIK 0001077183

→
Entity typeother

Related Parties

1
  • filerCIK 0001518732

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 6:23 PM ET
Size
17.7 KB
View on SEC.gov