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4//SEC Filing

Sikri Vishal 4

Accession 0001077183-23-000051

CIK 0001077183other

Filed

May 14, 8:00 PM ET

Accepted

May 15, 5:05 PM ET

Size

12.8 KB

Accession

0001077183-23-000051

Insider Transaction Report

Form 4
Period: 2023-05-11
Sikri Vishal
President and CCO, Inivata
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-05-11+39,68339,683 total
    Exercise: $19.65Exp: 2030-05-11Common Stock (39,683 underlying)
  • Award

    Restricted Stock Unit

    2023-05-11+21,20421,204 total
    Exercise: $0.00Common Stock (21,204 underlying)
  • Award

    Performance Stock Unit

    2023-05-11+21,20421,204 total
    Exercise: $0.00From: 2026-05-11Common Stock (21,204 underlying)
Holdings
  • Common Stock

    149,122
  • Stock Option (Right to Buy)

    Exercise: $8.42Exp: 2029-06-01Common Stock (319,112 underlying)
    319,112
Footnotes (7)
  • [F1]This balance includes 442 shares that were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.
  • [F2]On June 1, 2022, Mr. Sikri was granted 193,799 stock options. These options vest ratably over the first two anniversary dates of the grant date.
  • [F3]On June 1, 2022, Mr. Sikri was granted 125,313 stock options. These options vest ratably over the first four anniversary dates of the grant date.
  • [F4]On May 11, 2023, Mr. Sikri was granted 39,683 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  • [F5]On May 11, 2023, Mr. Sikri was granted 21,204 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
  • [F6]Once vested, the shares of common stock are not subject to expiration.
  • [F7]On May 11, 2023, Mr. Sikri was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.

Issuer

NEOGENOMICS INC

CIK 0001077183

Entity typeother

Related Parties

1
  • filerCIK 0001931406

Filing Metadata

Form type
4
Filed
May 14, 8:00 PM ET
Accepted
May 15, 5:05 PM ET
Size
12.8 KB