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4//SEC Filing

UMPQUA HOLDINGS CORP 4

Accession 0001077771-06-000042

CIK 0001077771operating
View on SEC.govCompany Profile

Filed

Jul 17, 8:00 PM ET

Accepted

Jul 18, 1:33 PM ET

Size

16.4 KB

Accession

0001077771-06-000042

Insider Transaction Report

Form 4
Period: 2006-07-17
UMPQUA HOLDINGS CORPUMPQ
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2006-07-17$13.34/sh+3,000$40,020→ 55,767 total
  • Exercise/Conversion

    Stock Option (Right to Buy) - Granted 1/2/2002

    2006-07-17−3,000→ 2,000 total
    Exercise: $13.34From: 2003-01-01Exp: 2012-01-02→ Class A Common Stock (3,000 underlying)
Holdings

  • Stock Option (Right to Buy) Granted 9/30/2003

    Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Class A Common Stock (10,000 underlying)
    10,000

  • Class A Common Stock

    (indirect: By 401(k))
    3,324

  • Stock Option (Right to Buy) - Granted 4/1/1998

    Exercise: $12.00From: 1999-03-31Exp: 2009-04-01→ Class A Common Stock (10,000 underlying)
    10,000

  • Class A Common Stock

    (indirect: By IRA)
    204

  • Stock Option (Right to Buy) - Granted 1/21/2005

    Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Class A Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy) - Granted 5/1/2000

    Exercise: $8.38From: 2001-05-01Exp: 2011-05-01→ Class A Common Stock (15,000 underlying)
    15,000

  • Stock Option (Right to Buy) - Granted 5/3/1999

    Exercise: $9.63From: 2000-05-03Exp: 2010-05-03→ Class A Common Stock (25,000 underlying)
    25,000
Footnotes (5)
  • [F1]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
  • [F2]Beginning on the first anniversary of the grant date, the options vest 25% per year for the first three years, 15% in the fourth year and 10% in the fifth year.
  • [F3]Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F4]All options are fully vested.
  • [F5]Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeoperating
IncorporatedOR

Related Parties

1
  • filerCIK 0001077771

Filing Metadata

Form type
4
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 1:33 PM ET
Size
16.4 KB
View on SEC.gov