UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Jan 30, 2007
Insider Transaction Report
Form 4
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
- Award
Common Stock
2007-01-29+5,000→ 60,767 total - Other
Common Stock
2007-01-29+22→ 3,381 total(indirect: By 401(k))
Holdings
- 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $8.38From: 2001-05-01Exp: 2011-05-01→ Common Stock (15,000 underlying) - 204(indirect: By IRA)
Common Stock
- 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.00From: 1999-03-31Exp: 2009-04-01→ Common Stock (10,000 underlying) - 2,000
Non-Qualified Stock Option (right to buy)
Exercise: $13.34From: 2003-01-01Exp: 2012-01-02→ Common Stock (2,000 underlying) - 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.63From: 2000-05-03Exp: 2010-05-03→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan.
- [F2]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F3]All options are fully vested.
- [F4]Option granted 9/30/03. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.