4//SEC Filing
SULLIVAN DANIEL A 4
Accession 0001077771-08-000062
CIK 0001077771other
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 5:09 PM ET
Size
12.4 KB
Accession
0001077771-08-000062
Insider Transaction Report
Form 4
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
- Other
Common Stock
2008-07-21+41→ 1,700 total(indirect: By 401(k)) - Award
Non-Qualified Stock Option (right to buy)
2008-07-21+10,000→ 10,000 totalExercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
Holdings
- 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying) - 112,767
Common Stock
- 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (10,000 underlying) - 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
Footnotes (6)
- [F1]Not required.
- [F2]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F3]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F4]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 9/30/03. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F6]Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeother
Related Parties
1- filerCIK 0001238674
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 5:09 PM ET
- Size
- 12.4 KB