SULLIVAN DANIEL A 4

4 · UMPQUA HOLDINGS CORP · Filed Jul 23, 2008

Form 4

Period: 2008-07-21

EVP/Strategic Initiatives

Transactions

Other
Common Stock
2008-07-21+41→ 1,700 total(indirect: By 401(k))
Award
Non-Qualified Stock Option (right to buy)
2008-07-21+10,000→ 10,000 total
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
15,000
Common Stock
112,767
Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (10,000 underlying)
10,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
40,000

Footnotes (6)

[F1]Not required.
[F2]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
[F3]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F4]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F5]Option granted 9/30/03. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F6]Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

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