SULLIVAN DANIEL A 4

4 · UMPQUA HOLDINGS CORP · Filed Feb 2, 2009

Form 4

Period: 2009-02-02

EVP/Strategic Initiatives

Transactions

Other
Common Stock
2009-02-02+9→ 1,757 total(indirect: By 401(k))
Disposition to Issuer
Common Stock
2009-02-02$9.23/sh−416$3,840→ 92,351 total
Award
Non-Qualified Stock Option (right to buy)
2009-02-02+10,000→ 10,000 total
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (10,000 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
10,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
40,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
15,000

Footnotes (8)

[F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
[F2]Not required.
[F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
[F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F5]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F6]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F7]All options are fully vested.
[F8]Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

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