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4//SEC Filing

SULLIVAN DANIEL A 4

Accession 0001077771-09-000010

CIK 0001077771other
View on SEC.govCompany Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 7:05 PM ET

Size

14.8 KB

Accession

0001077771-09-000010

Insider Transaction Report

Form 4
Period: 2009-02-02
UMPQUA HOLDINGS CORPUMPQ
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
  • Other

    Common Stock

    2009-02-02+9→ 1,757 total(indirect: By 401(k))
  • Disposition to Issuer

    Common Stock

    2009-02-02$9.23/sh−416$3,840→ 92,351 total
  • Award

    Non-Qualified Stock Option (right to buy)

    2009-02-02+10,000→ 10,000 total
    Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (10,000 underlying)
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
    10,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
    40,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
    15,000
Footnotes (8)
  • [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F2]Not required.
  • [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
  • [F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F5]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F6]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F7]All options are fully vested.
  • [F8]Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeother

Related Parties

1
  • filerCIK 0001238674

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:05 PM ET
Size
14.8 KB
View on SEC.gov